Department: Regulatory

Key Responsibilities: 

• Ensuring the activities of the Baku Stock Exchange comply with regulatory requirements and overseeing this process;
• Establishing and organizing the monitoring process for compliance with the requirements of regulatory requirements;
• Setting up monitoring for compliance of processes, internal rules, and supervisory body requirements;
• Submitting periodic reports on identified incidents and measures taken to eliminate them, and overseeing this process;
• Organizing communication of compliance-related issues to the employees of the Baku Stock Exchange;
• Conducting monitoring to ensure the adequacy and functionality of measures related to findings identified and resolved during supervisory inspections;
• Organizing detailed analysis of regulatory changes and ensuring their implementation at the Baku Stock Exchange;
• Ensuring that regulatory requirements are not violated during the automation of existing processes at the Baku Stock Exchange;
• Identifying risk factors arising during work processes and implementing appropriate action plans;
• Monitoring the execution of the strategy.

Education Requirement: 

• A bachelor’s degree in Finance or Economics is desirable.

Work experience requirements: 

• At least 3 years of experience in Compliance, Internal Control, Operational Risks, or Internal Audit is desirable.

Language Skills:

• Knowledge of English is desirable.

Knowledge and skills:

• Licenses / Certifications: CAMS, CGEIT, BPMN 2.0 are desirable
• Computer Skills: Microsoft Office, MS Visio (or alternatives)
• Soft Skills: Strong communication skills, strong analytical skills, problem-solving skills, strong organizational skills

To submit your Job Application please send your CV to the following e-mail address by showing the job title – “Senior Compliance Officer” on the subject line of your message.